# Manager – Compliance (PMS)

- Link: https://100xfounder.com/job/groww-manager-compliance-pms-ef5088/
- Published: 2026-10-12T11:17:03+05:30
- Author: 

### About Groww

We are a passionate group of people focused on making financial services accessible
to every Indian through a multi-product platform. Each day, we help millions of 
customers take charge of their financial journey. Customer obsession is in our DNA.
Every product, every design, every algorithm down to the tiniest detail is executed
keeping the customers’ needs and convenience in mind. Our people are our greatest
strength. Everyone at Groww is driven by ownership, customer-centricity, integrity
and the passion to constantly challenge the status quo.

Are you as passionate about defying conventions and creating something extraordinary
as we are? Let’s chat.

### Our Vision

Every individual deserves the knowledge, tools, and confidence to make informed 
financial decisions. At Groww, we are making sure every Indian feels empowered to
do so through a cutting-edge multi-product platform offering a variety of financial
services. Our long-term vision is to become the trusted financial partner for millions
of Indians.

### Our Values

Our culture enables us to be what we are — India’s fastest-growing financial services
company. It fosters an environment where collaboration, transparency, and open communication
take center-stage and hierarchies fade away. There is space for every individual
to be themselves and feel motivated to bring their best to the table, as well as
craft a promising career for themselves.

### The values that form our foundation are

 * Radical customer centricity
 * Ownership-driven culture
 * Keeping everything simple
 * Long-term thinking
 * Complete transparency

### Key Responsibilities

 * **PMS Compliance:** Ensure compliance with applicable PMS regulations, including
   onboarding, online offerings, approval workflows, advertising, segregation of
   activities, and monitoring of investment and operational compliance.
 * **Wealth Management Compliance:** Manage compliance requirements related to the
   distribution of financial products and wealth management services.
 * **Digital Compliance:** Oversee compliance for app- and web-based offerings, 
   including the Digital Personal Data Protection (DPDP) framework and other applicable
   regulations.
 * **Risk & Internal Audit:** Monitor the establishment and functioning of Risk 
   Control and Internal Audit functions, ensuring effective regulatory checks and
   controls.
 * **AML & Surveillance:** Manage Anti-Money Laundering (AML) compliance, transaction
   surveillance, and related monitoring activities.

### Qualifications

 * CA / CS / MBA or equivalent professional qualification.

### Experience

 * 4-5 years of relevant experience in the securities market, preferably in Asset
   Management or Portfolio Management Services (PMS).
 * Strong understanding of applicable regulatory frameworks, compliance monitoring,
   and risk control processes.